Belief in Thinking:
Owen Barfield and Michael
Polanyi
Patrick Grant
University of Victoria
I
Owen
Barfield is a literary critic in the Romantic tradition, who looks to the
history of science, especially to the crucial period of the seventeenth
century, for clarification of the relationship between poetry and religious
belief in his own time. Michael Polanyi is a scientist who looks to the
language of religious faith to help illuminate the function of science in an
open society, which he sees beginning in the seventeenth century and which he
wishes to defend in the twentieth. The theories of both men meet and overlap on
the questions of imagination and the place of art in society. Polanyi contends
that appreciating the structure of a work of art can help us to acknowledge the
importance of similar principles in procedures of scientific investigation.
Barfield sees the poem as a structure wherein forgotten original meanings are
made conscious by the yoking of incompatibles as metaphor, and argues that the
nature of metaphor in modern literature is deeply influenced by the scientific
revolution. From divergent starting points in fields in which they are
distinguished, both men find themselves concerned with science in relation to
religious belief, and both find h1 the activity of imagination the paradox of
faith within which man as scientist and artist is constrained to operate.
l
1.
Owen Barfield)
A
recent critical assessment ~ of Barfield claims that when the literary history
of our time is written, he will be mentioned as a matter of course. The main
reason offered is that Barfield brings up to date a romantic tradition which
had lost respectability in the early years of this century, and establishes it
on a sound epistemological footing
From
his first book, Poetic Diction (1928)BarfieldÕs preoccupation has been the
generally Romantic, more specifically Coleridgean, Lotion that the human mind
does not merely look upon the world,, but constructs it in perceiving it.xxx
interpret this idea, Barfield looks also to the anthroposophical writings of R
Rudolf Steiner, 3 whose early interest in Goethe had helped Barfield to find
at, alternative to the positivistic bias of modern science, and encouraged him
to pursue this problem m context of Romanticism.4[SteinerÕs 'occult' side,
however, has left Barfield open to a charge of uncritical enthusiast- for
arcane speculation, to which Barfield replies that Romanticism without the
development Steiner brings to it is puerile. s With Steiner, Romanticism comes
of age and his key contribution is to appreciate the favorite Romantic idea
that mind participates in what it knows, and then to show this discovery as a
key step in the evolution of consciousness.
Assuming
the main anthroposophical teaching about a historical development of the human
mind, and developing this by way of Coleridge, Barfield holds that it is
necessary for our moral and spiritual welfare to understand that there is an
interior aspect to evolution. Such understanding has been obscured in the
twentieth century by a materialist view of the world, and especially by the
widespread acceptance of a Darwinian model of mind emergent from inanimate
natured develop this argument, Barfield draws heavily on etymology, 6
maintaining, for instance, that primitive people were not simply mistaken in
attributing animistic power to objects which they could name but only explain
naively or superstitiously. The study of language reveals rather that the
holophrase7 precedes she single name for a single object, just as mythology
shows us a universe of multiple meanings interpenetrating. Early men
experienced this 'original participation'8 (the sense, that is, of spirit
moving in the world and in the heavens as well as inside individuals) to a
degree more pronounced than is the case today. Men, it appears, were once
conscious in a different way than we are now,9 and Barfield sees two periods
before the Romantics as being especially significant hi charting the evolution of
the modern mindful
First,
Christianity introduced an original insight by way of incarnation, and, as a
result, human consciousness was made so decisively aware of itself as to be
able to pursue the return to at-one ment wherein man had, at first, dwelt unself-consciously.
~ ~ With X Christ, a new value is placed on the human personality as a
particular,
i-aware,
responsible being.
The
second period occurred with the scientific revolution of the sixteenth and
seventeenth centuries.xx The new science is, in a way, itself a consequence of
Christianity, because the world of inanimate, quantifiable objects depends on
man's self-awareness set over against extended substance. ~ 1 But the Cartesian
and Empiricist split between subject and object proposed also a modern
isolation of the ego, ~ s now driven in upon itself by the widespread notion
that the outside world, to be known truly, muse be known impersonally and in an
explicit manned Barfield argues, to the contrary, that things in our experience
are shaped by our minds, ~ 6 and sees the Romantics' contribution mainly in
their repudiation xxx positivist idolatry of objects. The imagination, they
were able to show, is active in perception itself. Yet the great Romantics were
without a sense of where such a demonstration should lead them; that is,
towards a situation where man could, self-consciously and systematically, use
his imagination to re-invest with meaning the world which a skeptical
self-consciousness and scientific positivism had drained of significance other
than the measurable Barfield points out that modern physics, in dealing with
micro-particles, reveals more and more clearly that the roots of matter are
unrepresentable, and so the most recent development of science itself
challenges the arbitrariness of the Cartesian co-ordinates upon which the
history of physics since Descartes depended. Radically new ways of conceiving
the structure of matter seem inevitable,~9 and Barfield anticipates a reunion
of science and religion xxxx about Ey a progress towards convergence through
separation. Such a reunion will be founded, moreover, on a mutual appreciation
among scientists and men of religion of the transformative power of xxx thought
and perception.
As
is the case with any worthwhile idealism, it is diminished by summary. For
Barfield this is especially so because the transformative power of imagination
would be demonstrated best by the author actually using it. At this point,
therefore, we can turn towards some assessment of Barfield's own gifts as a writer,
and also to his sensitivity to poetry, which plays an important part in his
work.
Barfield
thinks, first of all, that although imagination has always been at work in
literature, it is a comparatively recent development to understand how it has
been at work, and the special achievement of Romanticism was to pioneer such an
understanding. Coleridge's main insight on this question is expressed in a
metaphor itself deriving from science, whereby he represents the mind as a
polar structure able to fuse together in a new meaning things which arc
divided, as was the itself, according to Descartes, into extended and thinking
substances. Taking up this idea, Barfield goes on to point out that polarity is
not a logical concept, and must itself be grasped by imagination:
Where
logical opposites are contradictory, polar opposites arm generative of each
other—and together generative of a new product.... We can and must
distinguish, but there is no possibility of dividing them.... The point is, has
the imagination k grasped it? For nothing else can do so. At this point the
reader must k be called on, not to think about imagination, but to use it.
Indeed )` we shall see that the apprehension of polarity is itself the basic
act of imagination. 20
The
circle is neatly closed. Polarity is basic to the act of imagination by which
polarity is to be grasped, and by this device the entire gamut of human
experience can be soon wonderfully collapsed. 'The ontological status of
imagination turns on the relation between the mind of man and his environment;
particularly on the relation between mind on the one hand and nature on the
other. ~ 21 Imagination therefore is the activity which transmutes the
dichotomy Itself between subject and object: only by knowing 'that' imaginatively
can I know myself, and it is absurd to claim that mind emerged (as Darwin says)
from a world of inanimate objects, because objects are but one element in a
bi-polar structure involving subjects. Imagination, which unites them, bespeaks
rather an anterior spiritual reality, out of which our awareness of the
autonomy of extramental things has developed to a degree equivalent to our
self-consciousness. Only by an idolatrous mistaking of the material for the
'real' have we lost sight of this rootedness of things in the originally given
meaning in which eve, and the world before us, subsist.
However,
because the polarity at the heart of perception is reproduced in the relation
between images and structure in poetry, the experience of imagination in
literature can become a guide to misdirected theories of perception. The poem,
typically, shows us a passionate utterance quenched in an adapted form or
frame, while the reader, a transcendent third, contains this polarity while
participating in it.22 This is explained in Poetic Diction, Barfield's first
book, which, as he says himself, determined the future direction of his
studies, leading him through Coleridge and Steiner to a fuller exploration of
how man becomes aware of himself in history.
II.
THE QUALITY OF IDEALISM
Barfield's
interest in poetry is convenient because it justifies in advance an approach
which sympathetic critics of idealistic philosophy are often forced to adopt,
and which involves defending an author in the name of imaginative coherence,
despite logical deficiencies or empirical thinness. Certainly, Barfield's
writing is strongest when he attends, imaginatively, to metaphoric effects of
compound verbal structures, and Poetic Diction relies heavily on its author's
literary sensitivity. The extended discussion of Òruin', for example, evokes
older meanings of the word, and is itself an attractive, graceful exposition,
with a certain literary resonance: 'Like sleeping beauties, they lie there
prone and rigid in the walls of Castle Logic, waiting only for the kiss of
Metaphor to awaken them to fresh life.Õ23 The discussion characteristically
combines scholarly acuteness with romantic plangency, while staying close to
the wellsprings of literature, and citing examples throughout from major poets.
Effective
in the same way is the discussion of mediaeval expedience and language ('A farm
cart would do for Elijah's fiery chariot on its way up to heaven'),24 or of the
pidgin English for steamboat ('thleepiecee bamboo, two-piecee puff-puff,
walk-along-inside, no-can
start
here
see').25
Statements of fact are constantly enlivened by surprising OF challenging
insight, whether on the significance of the Photian heresy in Unancestral
Voice,26 or the confusion of 'equality' with 'uniformity',27 or in the image of
an angel in a lounge suit as a way of distinguishing medieval conventions Mom
our own.28 Here is a passage on the soul in modern times:
For
the soul is the Cinderella of twentieth-century civilization. She lives on
sentiment: of which we are mortally afraid, preferring to rush out of it either
to the physical extreme of violence or of appetite on the one side, or on the
other to a rarefied and contentless spirituality; or perhaps to try both in
turn, like Aldous Huxley.29
The
diagnosis is provocatively tacked down at both ends: first by the fairy story,
which sets our minds in pursuit of analogies, and then by the reference to
Huxley, hardly a Cinderella, whose cerebral urbanity offsets the suggestion of
the merely fanciful with which the passage opened. Everywhere we c',<~'untcr
aphorism acid provocative phrasing: ('interior is anterior'; 'r; residue of
unresolved positivism'; 'I am all those wherein I am contained'; 'Nature
unperceived is the unconscious'). 30
The
literary quality of Barfield's writing, in short, is the life-blood of his
theory. If the skeleton of his thought consists of abstractions, he presents
some attractive flesh, if only to ask: What do you think supports such a
wonderful body? Plato had discovered this technique for all his tribe: the
validity of his intuitions depends on him proving them on the pulses, by the
clash and interaction of dialogue, the dramatic display of personality, and the
play of living imperfections upon the underlying ideology. The speculative mind
in full flight, it seems, has to discover itself trammeled by the xxx and
blinkers of ordinary experience. And this is as should be. Man is not a
rational animal: his glory as well as his imperfection is to be rationis capax.
One
consequence is that an approach to human thinking such as Barfield's is not to
be taken as mainly logical. Indeed, on its own terms you cannot prove such a
speculative system wrong. If you find fault say, with the notion of etheric
bodies, you will be told that the term 'etheric body' is just a metaphor, or
representation, and you donÕt yet see what it really means. If you take any
point of the argument too literally, that proves the idealist's case that you
are spiritually obtuse. If you do not, you can understand it in terms of . . .
What? By degrees you may be taken, as Barfield intends that you should, through
an imagined past when human consciousness was different from the present, to an
even mistier condition when there was consciousness but no material objects as
we know them today, until you arrive at the unimaginable condition, xxx
meaningful ground, as it were, of all subsequent meanings. 3 xxx are faced with
a version of the ontological argument: the human mind is aware of its
limitations in having to struggle after the meaning of things, but it can
conceive a condition, at least in negative terms, free of this limitation, and
prior to our fall into individual personalities.32 This condition, because it
suggests a universe immersed in whole xxx, must exist, because meaning and
existence are assumed identical.
Barfield,
moreover, tries to root this kind of argument in history and appeals to
etymology to show that human consciousness was indeed different in past times.
This, of course, has the immediate effect of making the material world itself
different in past times, threatening even to dissolve it. And so we are back
with the mind itself, and its proof of the Absolute deduced from the processes
of its own operation. Against this, Kant long ago leveled his guns, and
:{though!' Barfield's study of etymology can be fascinating, it ultimately
involves metaphysical assumptions unnecessary to his examination of the
materials he discusses.33 These assumption`, besides, soon involve us in
imponderables; clearly we would need to be rid of the human-mind-as-it-is-today
in order to appreciate the human-mind-as-it-was. Yet neither Barfield nor we
can be rid of the human mind as it is today, and to replace it with an account
of the imagined object appearing to the human-mind-as-it-was would leave us
still explicating a doubly determinate structure without justifying the
conclusion that one meaningful cosmos is anterior to our struggle
for
meaning and significance.
The
problem lies not only in Barfield's conception of the past, but the future too:
his idea of final participation is stirring. but imprecise. We are told that it
will involve us using our imaginations systematically, 34 but not what this
means in terms of day to day living. In a recent interview Barfield has this to
say:
You
can only envisage that [final participation] in terms of rather crude imagery.
I tend to think of it as something like this: if you take a circle or a sphere
you can have that sphere colored in all shades of color and all degrees of shading
of a particular color. In the physical world as we know it, you can't have them
all together, because one color washes out another one. But it isn't so very
difficult to imagine that all the colorings of the whole sphere could coexist
at the same time, in which case each one would in a sense be the whole, but
would also be itself. Something in that way. Of course it's a crude picture,
but it's the only way I can envisage final participation in a form that is
expressible in words.35
It
is not just a matter of the image being 'crude': it embodies no f particular
sense, and is a failure of imagination to appear convincingly.
But
we should not ignore Barfield for such reasons any more than we ignore Plato
because of our doubts about the ideas or the Demiurge. Plato's most famous
pupil had the right attitude. The master's idea of Absolute Justice is good,
elevating and noble, but what use is it in the market place? Indeed, Plato
himself had fought hard with problems of reconciling the high ideal with the just
man's persecution and suffering, and it was not for Aristotle alone to ask the
question of how to bring abstractions down to the complex, unlovely facts.
Precisely because Barfield appreciates such claims of contingency upon his
idealism, he is more readable fair most people than his mentor, Rudolf Steiner.
This is partly a matter of style, two books36 even take the form of Socratic
debates, and the discretion of indirection is, in literary terms, the better
part of Barfield's success in plying his theories upon us. Certainly, the
continuing struggle to engage the viewpoints of a remember of opposing
persuasions and to keep up to date with the philosophy of science,
historiography, theology and particle physics, lend an energy to his writings,
for which the Platonic dialogue is a natural xxx
Still,
the attempt to establish individual characters among the speakers in Worlds
Apart (Ranger's youthful impetuosity, Brodie's methodical thoughtfulness) does
not really affect the outcome of the argument. Whereas in Dostoevski, for
example, we are continually aware of the recalcitrant, living complexity of
human personalities trying to mold themselves in the form of ideas they find
appealing, in Barfield it is the ideas which are recalcitrant and complex, and
the characters (for the most part appealing) are easily manipulated to fit the
turns of argument. People conform to their semi-allegorical names: Ranger is a
rocket researcher, Burrows a depth-psychologist, and, thriving at the centre,
is Burgeon, while Dunn, a logical positivist, has a 'large car' with a 'shabby
body and perfectly tuned engine'.37 Whimsy notwithstanding, the idealist's
rarefied atmosphere diminishes the vigor of the various human types gasping to
breathe it, and the results show stylistically.
Yet
there is density in Barfield's thought, and a passion for ideas, which make his
dialogues good reading. Take the passage on the feeling of heaviness in the
limbs with which we awaken after deep sleep:
.
. . he slowly came to realize, as he had never quite succeeded in doing before,
the identity between precisely this heaviness and the recreation which was
sleep. The hugeness of the one was the hugeness of the other caught, as it
were, in the act; so that during the day that was coming the intolerable might
of its oppressive mass would be the effortless ease with which his will would
again inform those inert limbs, or with which (as long as they were passive)
his mind would exploit their passivity for its own vigilance. There was, after
all, no more mysterious transformation than this nightly one of the fagged and
jaded into the active and energetic. How could one ever hope to understand the
transformation of matter into energy, of the heaviness of matter into the
weightlessness of energy, without seeking also to penetrate this? For this was
the transformation of matter into energy; only it was the inside of it. 38
The
firmness with which the common physiological experience, rooted deeply in
instinct, combines with Burgeon's abstract preoccupation with matter and
energy, gives the passage complexity and novelty, and on this sort of subject
Barfield is at his best.
III.
THE CROSS AS POLARITY
I
have drawn attention to literary effects in Unancestral Voice and Worlds Apart
not just to complain about weaknesses, but to point out problems inherent in
bringing Barfield's kind of idealism down to earth. This leads now to the
figure of the cross, because Barfield's concern for incarnation and polarity
suggests that such a symbol would be especially useful to him.
Throughout
his career, Barfield has been preoccupied with unity achieved from the strife
of opposites. Tension, he says, is 'an essential feature of polarity',39 and at
the 'highest level', this principle leads to trinitarianism: 'The Father, from
his unity, projects the Son, the Logos, and then ultimately there's a unity on
another plane, another level, the Holy Spirit'.40 The concept is examined
exhaustively in What Coleridge Thought, where we find that The polarity,
God-Man is the basis of all polarity, in nature and elsewhere'. 4 ~ Life, we
are told in Romanticism Comes of Age, 'consists in the strife of opposites',
and there is a cross-shaped figure to illustrate this.42 The 'very heart' of
Steiner's teaching about the self-conscious re-ascent of man to God is that it
'was made possible by the Incarnation and Death of the Divine Man (whom he also
called "The Representative of Humanity") in Palestine Many years Christ, we learn in Unancestral Voice,
is the 'archetype of all transformations', in which the 'death of the old' is
born 'into the life of the new form', and the process of 'self-transformation
through death and rebirth' is basic to our becoming individual men. 44 In a
letter, Barfield makes clear how he regards the cross as an archetypal symbol
of these kinds of tension, and how they symbolize man in the world:
As
I see it, it is impossible to separate the idea of the true stature of human
being from the symbol of the cross. This was so long before Christianity, that
is the crucifixion, xxx' `! the symbol as history. Plato in the Timaeus speaks
of the soul of the world being stretched upon the body of the world in the form
of a cross. Again, as the essential sign of space, it symbolizes the whole of
phenomenal I existence.
I
think it has long been felt, in the East as well as in the West, that within
the plane of spatial manifestation (on which imagery depends for its existence)
vertical direction symbolizes the Man-God relation and horizontal direction the
Man- Man relation, and clearly the two meet in the intersection of the arms of
the cross. Both relations are, to my feeling, best understood as polarities,
and the two polarities intersect at their point of maximum 'tension', that is,
midway between their extremities. Psychologically and theologically one would
say- all too glibly: Maximum love of one another is reached at the same point
or in the same 'moment) as maximum love of God. 45
In
view of this, it is of some interest that in his main books Barfield avoids
analysis of the crucifixion as an historical event involving physical
suffering. Although he insists on the singular importance of history for a
proper understanding of man's evolution and place in the world, he looks to the
Incarnation rather than the cross to develop this theme. The cross, important
as it is, is mainly a symbol of transformation occurring 'at the turning-point
of time, by that central death and rebirth which was the transformation of
transformations'. 46 As Coleridge has it, the crucifixion and resurrection were
'the epiphanies, the sacramental acts and xxx of the Deus Patient, the visible
words of the invisible Word'.47 The symbolic function, not the xxx of the just
mall, attracts Barfield's attention, and his enthusiasm for Rene Guenon's
Symbolism' of tile Cross, which is concerned totally with metaphysics, makes
this emphasis clear.48
In
Saving the Appearances, however, there is a passage which seems to break the
rule. Barfield analyses the crucifixion in terms of a human failure among the
lows to realize that God was immanent as well as transcendent, and among the
Graeco-Romans to hold together their 'representational consciousness' with the
Jewish teaching on idolatry. By a rejection of idolatry that at the same time
permitted the images to enliven the heart, a smooth absorption of the
significance of Christ's incarnation could have been effected. Because it
failed, the crucifixion instead cook place.49
Here
xxx we begin to see the problem of the cross in terms of the xxx just man. But
this aspect of the event remains undeveloped, and the cross instead comes to
represent the kind of problem consequent on a misunderstanding. There is, after
all, no spilt blood to think about. In an essay entitled 'The Light of the
World', where we do find blood, this is how Barfield describes it:
What
sort of experience shall we have? We shall have read Rudolf Steiner's
description, in the Cassel lectures on the Gospel of St. John, of how, when the
blood flowed from the crises on Golgotha, it was much more than a merely
physical xxx xxx there was r then a change in the aura of the Earth itself, so
that, from being a mere planets, mere receiver of light from the sun, it began
itself to emit light.50
The
physical is acknowledged but immediately deflected so that Will contemplate the
earth's aura. The emphasis is repeated in an essay on 'The Fall in Man and xxx
where the fall has to do with the emergence of human self-consciousness, and
the feeling that the ego is separated from the world of nature. But Barfield
avoids entirely the problem of pain, traditionally a consequence also of the
fall, and the omission is equivalent to the lack of attention to suffering,
contingency, and fully-rendered character in the Socratic dialogues. _1
BarfieldÕs cross, therefore, is no real suffering or abandonment. He admits
these occurred, certainly. but does not realize them when he writes] The
argument that the crucifixion should not, if properly understood historically,
be conceived as two things (a spiritual symbol and a factual execution) but as
one symbolic event, is compelling, but insufficient to conjure away the hanging
up of a man with nails, any more than the theory of evolution of consciousness
conjures away the existence of hard rocks and bright flowers because
mind-as-it-is-today was not observing them yesterday may be indeed that the
sense of enormity in the crucifixion was mitigated for some observers who
appreciated, in faith, the fuller symbolic dimension, though the record tells
us that even the disciple who had been given enough hints about what to expect,
fled xxx to go a step further and suggest that the Man hanged felt xxx less
because he did not separate history and symbol would be to coddle us, and not
to enliven our imaginations with a truer sense of the world Idealism, it seems,
must validate itself in the thick intensities of the merely contingent, where
we cannot readily assume the precedence of act over potency, essence over
existence]Barfield remains best when he stays close to poetry, his first love,
formic has an acute sense of how imagination works in complex verbal structures
expressing particular experiences. Similarly, his wide learning, abundant
insight and capacity to evoke the poetic qualities of past civilizations are
continually exciting, and his theory takes on an imaginative quality of its
xxx;[ At one point, Burgeon's alter ego, Burden, protests: 'What is all the
excitement about? You know perfectly well it is simply the old Neo-platonism
turning up again. It's always turning up in one place or another. In different
disguises.'52 This is both the strength and the weakness of the kind of thought
Burgeon pursues. Human beings experience intuitions of value and enduring
beauty, and these form part of the meaning of life. Barfield first found such
ideals imaginatively expressed in poetry, and he then set out to try to
identify the structure of poetry with the structure of life itself.
IV.
MICHAEL POLANYI
Michael
Polanyi (1891-1976) is a challenging thinker, who demonstrates also the kind of
sophistication a trained scientist can bring to the aesthetic questions this
book raises. I do not suggest that somehow Polanyi is a spokesman for modern
philosophy of science, though he does represent the kind of interest in history
and methodology through which science increasingly promotes rapprochement with
the humanities.
By
contrast with Barfield, who began with poetry and developed towards an interest
in science, Polanyi began with science, and ended writing about the artistic
imagination. If Barfield's problem has been to render his intuitions concrete,
Polanyi's is to render his scientific experience into theory, and his main
solution is to say that before the complexity of knowing things in themselves,
no theory is adequate. Polanyi's thought is, in a way, a theory about the
limitations of theory for knowing how to deal with facts, and his reason for
inventing it is to correct all the other theories which have caused trouble
through people believing they could produce impossible results. Here Polanyi
especially points to the skeptical and empirical approach to knowledge by
Descartes and his followers, and to ideologies which developed from it, for
instance the French Revolution and Marxism. 53
Polanyi's
thought has the advantage of being rooted in rich practical experience. He
began his career as a physician, and after the First World War worked as a
chemist in Berlin, where he associated with such as Erwin Schroedinger, Max
Planck and Albert Einstein. When the Nazis came to power, he left Germany to
take a chair in Chemistry at the University of Manchester, later changing the
focus of his academic interest, and becoming professor of social studies. This
new interest was prompted by the fact that after the Second World War Polanyi
had become concerned about the future of science in a society increasingly
given over to ideology and planned economies.xxx The central malaise of the
twentieth century, particularly made manifest in the violence of two recent
wars and a revolution in Russia, he came to attribute to a combination of
unrealistic hopes in ideological modes of thought, and an intense critical
skepticism engendered by the founders of empiricism.55 An immediate effect of
the critical philosophy of Locke and his Enlightenment disciples, Polanyi
thought, was to separate the concerns of religious faith from those of secular
society, and in so doing to weaken the prestige of traditional ecclesiastical
authority. At the same time, the Enlightenment placed a high value on
toleration,
Michael
Polanyi (1891—1976) is a challenging thinker, who de
andontheidealofahumane,secularculture.Socialreformonawide
monstrates also the kind of
sophistication a trained scientist can bring scale during the following two
hundred years was therefore largely
to the aesthetic questions this book
raises. I do not suggest that an outcome of the combined advantages of
technical progress and
somehow Polanyi is a spokesman for
modern philosophy of science, anti-authoritarian philosophies.
though he does represent the kind of
interest in history and Yet the reforms also required ideals to motivate them,
even though
methodology through which science
increasingly promotes rap- the secular impulse encouraged a disregard for the
traditional
aspirations of a millenium and a half of Christian practice.
Men of die
Middle Ages had been inspired with high
ideals (for example the City
of God), but were assured also of
failing to realize them on earth
because of Original Sin. The new
movement contrived to keep, in
secular form, the old desire for moral
perfection in a heavenly city,
~~1 Al it with ~ `ecl~lar pursuit of
rnateri I progress and
prochement
with the humanities.
(ana
coml~l1lc-u 1~ Wall ~ ~~-~~a~ ~~~~ widespread skepticism about man's fallen
nature.
Such
an unstable mixture of moral passion and skepticism in European history led
eventually to disastrous vicious circles which Polanyi calls 'moral inversion'.
A man, for instance, who desires physical well-being for his fellows soon
encounters the recalcitrance of society, and then confirms the purity of his
moral passion by denouncing complacency Ad and hypocrisy in those who wet>
have c compromised with the imperfections of society by accepting its
traditional values. One way to preserve . integrity is therefore to react`
arc.. violently against morality in its traditional forms. Nihilism is one
result, and with it comes a kind of ruthless immorality, .I pitiless machinery
of violence which paradoxically becomes the validation of moral honesty and of
an ideal material progress.
Polanyi
applies his idea of Òmoral inversion' to the main events of recent European
history, and, With various degrees of elaboration and subtlety, to many of its
principal thinkers and writers. Out the argument Is not me rely academic;
Polanyi believes that moral passions need to be guided by the kinds of skilled
knowledge slowly and painstakingly developed by civilization, and this goes for
science as well as government. Modern science is tile fruit of an enormously
complex development beginning at the Renaissance and, in those countries where
it manages to thrive, its traditions have been handed on by the skills of
teachers and through the processes of accreditation which in turn afford
opportunities for research whereby science sustains itself. 56 However, by
introducing the concept of methodical doubt, science also has done much to
undercut the respect accorded both to tradition and authority, and this is
especially the case in a period of political turmoil such as the twentieth
century, when zeal for reform, itself nurtured in the climate of skeptical
secularism, is likely to dictate the ends to which science should be directed.
But to attempt detailed scientific planning is to ignore all that history-
shows about the development of scientific method: that it is a skilled kind of
knowledge learned by apprenticeship within an immensely rich and complex
tradition, making progress by tentative gropings forward, whereby new
discoveries arc assimilated by the scrutiny and skilled assessment of experts.
The process is open-ended, and its future results are unpredictable. 57 For
that very reason, it seems to offer an opportunity to morally concerned
politicians who see loose rather than open ends, and who then plan to tie these
up, harnessing science for social reform.
During
the Second World War the British Association for the Advancement of Science
Salt founded a division tic to recommend planned research, and Polanyi opposed
it.58 His concern continued after the war, and, by way of the Lysenko affair,
came to involve his critique of Marxism, which he saw as a major manifestation
of moral inversion. To bring off his defense of science in such circumstances
Polanyi was forced increasingly to argue his case in epistemological terms:
only if we can describe the structure of the human mind in the act of knowing,
can we prescribe how it best operates in making ''CiCllti6C disc xxx. '
Polanyi's
epistemology and his social theory therefore develop together, and in epistemology
his major insight has to do with the dynamics of what he calls the 'tacit
dimension'. This corresponds to his analysis of the non-explicit aspirations
which influence social progress, and constitute the sense of tradition in a
culture. Basically, it implies that we always 'know more than we can tell'. For
example, in ordinary experience 'We know a person's face, and can recognize it
among a thousand, indeed among a million. Yet we usually cannot tell how we
recognize a Ace we knowÕ.59 This is because we 'attend, from a large number of
clubs most of which we cannot identify, to the physiognomy which they
indicate'. 60 The focus of our attention (the physiognomy) is thus the meaning
of the clues which make up the coherent shape, but we are only subsidiarily
aware of the clues as we attend to the lace we know. If we focused on the clues
themselves we would lose sight of the f ace, just as we can lose the meaning of
a word by attending focally to the syllables as mere sounds, or as a piano
player will freeze if he focuses on his fingers instead of the music.
After
analyzing numerous such examples, Polanyi concludes that because of the bodily
rootedness of human reason, and the dependency of language on powers of
sensitivity and attention present in animals, we cannot make articulate the
ultimate framework of what we know. Rather, we are committed to it
'passionately and tar beyond our comprehension', for we 'live in it as in the
garment of our: own skin',62 and cannot divest ourselves of this responsibility
by setting up objective criteria of verifiability. Consequently, even at the
heart of science the art of knowing (or skill, connoisseurship) remains a;
unspecifiable.
The
principles of tacit knowledge apply also to art, and on this . subject Polanyi resorts
to a further distinction between Ôself-xxxx integrations' and 'xxx
integrations' to explain some relative differences within the same general
structure between scientific and . artistic endeavors.
The
crucial point point about xxx integrations is that the focus of attentions is
more important than the subsidiary clues, and this is the case Title most
'scientific' knowing, and with our knowledge of 'objects'. But in self-giving
integrations the subsidiary clues are more important, so that we are forced to
participate us the integration more fully. In short, the 'participation of the
knower in his object deepens religion, and so it is of inter ~ interest to
notice the kind of weakness Barfield perceives in Polanyi's thought. This has
to do with a Cartesianism' so deeply assumed that it deceives even the liberal
philosopher who wishes to denounce
dualistic in all its forms. Polanyi continually assumes that we 'dwell in' our
bodies, 73 and this, says Barfield implies an independence of thought and object
persistently reasserting itself in Polanyi's language despite his theory.
Certainly Polanyi does indulge what Barfield considers the cardinal error of
thinking about the universe as 'inanimate matter' from which human lite has
evolved, without considering what function the evolution of consciousness may
have for our understanding of what 'inanimate matter' is. Barfield's thought on
this question itself confounds us in problems beyond logic, and, consequently,
I have no qualms in following Polanyi when he talks about the practical skills
of riding a bicycle or reading x-ray photographs, claiming that we extend our
physical bodies out to contain these objects as tools, reaming to use them as
extensions of ourselves. But Barfield will not be so easily shaken off, for we
do not need to swallow his whole metaphysical theory to acknowledge that
Polanyi's language often assumes, as Barfield says, a suppressed dualism.
For
instance, Polanyi says of his paper 'On Body and Mired', that it offers 'a
unified view of consciousness' which 'includes the bodymind relation in its
entirety'. Yet he talks about using things outside of ourselves 'in the way we
use our body',72 and the problem is reproduced also in Polanyi's attitude to
the personal, which, he claims, transcends both subjective and objective, and
is the hallmark of human nature.73 Personal choices, we learn, result in a set
xxx]f-xxx standards by means of which we explore the world. But these personal
choices are not, it appears, subjective, for Polanyi allows criteria
independent of other beliefs, against which we can test ourselves. In the
tension between subjective and objective, that hazardous realm between body and
mind where these are described as distinct yet known to be one, Polanyi locates
what he asks us to recognize as the person, but without speculating on what-
kind! of agency enables us to transcend the dichotomy.
Barfield,
in a way, had begun at this point by calling upon imagination, and asking us to
acknowledge the actin of the mysterious third force which reconciles the polar
opposites from which understanding is wrought. But PolanyiÕs descriptions of
human learning are both more existential and more doggedly practical than
BarfieldÕs The problem of imagination is not central to Polanyi's main work at
all, and when he does begin to show an interest in it, he describes it as
functionally as he can: 'I call all thoughts of things that are not present, or
not xxx present - or perhaps never to be present -- acts of the imagination.
When I intend to lift my arm, this intention is an act of my imagination. In
this ease imagination is not visual but muscular....'74 Persona! Knowledge is
in many respects a brilliant
and thorough-going boot:, but it has remarkably little to say on this subject,
and only late in Polanyi's career does the question begin to become urgent. It is as if the
unlived life of his own theory had begun to catch up with it, and in a series
of papers and lectures written towards the end of his life he explores the
creative imagination in myth, ritual, poetry and modern art.75 Here we first
find the distinction between self-giving and self-centered integrations.
Polanyi's
attempt to extend the theory of tacit knowing into the sphere of aesthetics has
the effect of immediately bringing to the surface those assumptions hidden by
his earlier pragmatic agnosticism. For instance, he now repeatedly describes
imagination as a 'power', and within five lines we hear ofof wider powers of
meaningful integration', a
'whole range of dynamic powers in art', a 'mental power which can establish a
meaning'.76 We can understand, it seems, the structure of the integrations
Polanyi describes if we first of all grant that there is a power which enables
them. The occult qualities which empiricism fought hard to banish as
underminers of sound method, we now find resuming through a back door. Unless,
that is, the seat of these powers is itself explained. And occasionally Polanyi
does venture upon the fringes of territory Barfield has marked for his own. Indeed,
the only place Polanyi ever quotes Barfield is in these late essays,77 where he
flirt' also with the problem of polarity ('Opposites may conflict, but on a
deeper level they are one'), 7 8 and where we find an occasional sense of
Barfieldian mystery about the nature of matteer r ('A belief in the gradual
emergence of man from an inanimate universe reveals to us that the cleat matter
of our origins was fraught with meaning far beyond all that we are presently
able to see in it'). 79 But Polanyi stops short of Barfield's conclusions: the
xxx either! is tentative, and Polanyi distrusts the other man's Barfield, in a
way, had begun at this point by calling upon metaphysics. Speculation on the
spiritual, it seems, even to the end, is imagination, and asking us to
acknowledge the action of the no bushiness t-or the scientifically practiced
mind.
In
these late essays, however, Polanyi also develops an insight to modernism that
Barfield does not have. Here we should look again at the notion of
Òtransnatural integrations,Ó describing the interaction between a poem and its
structure, a painting and its frame, a drama and stage conventions, and
assuring us that we are not watching either an illusion or real life:
The
mechanisms that serve to arouse us from our private concerns and to open our
minds to follow a work of art are artificial products: their power to arouse
and isolate our minds lies in their artificiality, which sharply clashes with
our day-to-day experience.80
Polanyi,
in this vein, insists everywhere that the artist's interpretation of experience
must differ sharply from our usual perceptions',' and his point is that art is
different from life. Admittedly, art, like science and morality, has a bearing
on everyday things, without u which there would be none of these sciences at
ail. A symbol, for instance has a, be 'akin to the matter that it embodies',82
and, conversely, our appreciation of art can help us to give form to the
muddled xxx of our personal lives. We 'make it our own and clarify our lives by
it. Art moves us, therefore, through influencing the lived quality of our very
existence. In other words, without art our existence would mean much less to
us,'83 and, like myth and ritual, it invites our submission to the order it
presents. Also, like science, it seeks to discover the hidden pattern which
becomes part of the universe of self-set standards by which we attempt to deal
with the worlds
Still,
we must acknowledge that art has a 'comprehensive context', whereas life does
not, and from this point of view Polanyi approaches the question of modernism,
joining the ranks of the neologisers on this subject by coining the term
'Visionary Art'86 to describe the artistic revolution which took place at the
beginning of this century. He looks to Baudelaire, Rimbaud, Mallard, Eliot,
Pound and the surrealists for examples, and claims they are inheritors of the
problems of moral inversion with which European civilization has been burdened
since the scientific revolution. But instead of ignoring the chaos into which
the universe of traditional xxx has when, the painters and poets looked to
imagination to short.- up tile ruins against decay:
Because
painters and posts xxx the world as absurd, they represented it as a heap of
fragments. But because they were artists, their vision brought this supposedly
dead pile to life in their works of art! These artists thus preserved the floor
of their nihilistic protest by cutting the world to pieces; but they
inadvertently triumphed over this destruction of meaning in our social life by
evoking in this xxx meaningful xxx never witnessed before. This triumph at once
~ crowned the artists as creators of meaningful visions and succeeded in
allowing them, in their own minds, to leave the 'pile' there as an expression
of protest against the chaotic conditions of the age.xx
In
a way, by contributing to the destruction of coherence, modernism itself may be
accused of nurturing nihilism, but Polanyi claims the artistic achievement
justifies the risk: 'On balance, therefore, it would seem to have achieved more
meaning, in spite of itself, than it has destroyed, HE
Polanyi's
view of modernism is plainly at one with the sense, shared by critics and
aestheticians alike since the late nineteenth century, that art is not
essentially representative. 'Since a purely visionary poem says nothing that
can be expressed in a prose statement, the problem of mimesis cannot arise', 89
and much modern art, consequently, calls attention to the redeeming fact itself
of the imagination's capacity to fuse incompatibles together:
.
. . only modern art has made it clear that what art does is to create facts of
our imagination. It is these facts of our imagination, presented to us by our
artists, that form part of the thought that makes up our culture.90
By
thus claiming that art is at one with the whole range of the human sciences,
and that these in unison attempt to widen the range of our<self-set
standards, Polanyi insists ultimately on the differences between art and the
meaning of things in themselves. The contribution of modernism is to call
attention to this very difference, and therein lies its genius. Barfield, whose
interest in the Romantics encouraged him to stress the continuity between art
and life, as he did between consciousness Slid existence, has little sympathy
with such view. In Saving the Appearances he complains of the 'riot of private
and personal symbolisms'9' that characterizes modern art, and welcomes attacks
on it, such as Graham HoughÕs xxx xxx xxx v 2
Despite
such differences, however, Barfield and Polanyi con-conspicuously agree in
their central analyses of metaphor and the complex integrations through which
the imagination declares itself demanding the personal participation of the
knower in the known Both analyze the importance of Christianity to the history
of science and agree upon the importance of the scientific revolution to
modern`; consciousness. As with Barfield, the peculiar cast of Polanyi's
attitude to these questions is expressed in his treatment of the cross.
Vl.
THE CROSS AS COMMITMENT
Polanyi's
repeated teaching that we can never make articulate the premises of our
knowledge, and that in every act of knowing we are committed beyond our
understanding, leads him to affirm repeatedly the Augustinian maxim, nisi
credideritis ''on intelligitis; unless you believe you will not understand. 93.
Just as we do not know clearly our intellectual roots, so we do not know where
our discoveries will lead us, or what fruit they will bear. Instead, we 'dwell
in' the articulate framework we inherit from our culture, using it to move our
knowledge forward to more adequate conceptions of that reality with which we
make contact by way of our theories.94 Indwelling is a prior condition of
breaking out, and in our lives as thinking human beings, continual restlessness
calls in question whatever satisfactions we achieve.
The
main point about 'nisi credideritis', therefore, is that it enables us to
acknowledge the tension and uncertainty inherent in our human manner of being
in the world, and for Polanyi the key insight of Christianity is that it
'sedulously fosters, and in a sense permanently satisfies, man's craving for
mental dissatisfaction by offering him the comfort of a crucified God'. 9s The
cross represents the conditions of knowledge itself, for the cross is fraught
with anguish and inherent dubiety96 while it calls upon faith and directs us
towards an 'unthinkable consummation', 97 assuming at the same time the burden
of our past imperfections. The cross, moreover, teaches that it is 'the
Christian's duty to believe in this epochal event and to be totally absorbed by
its implications. Faith, fait] that mocks reason, faith that scornfully
declares itself to be mere foolishness in the face of Greek rationalism—this
is what Paul enjoined xxx his audiences'.98 Polanyi concludes, provocatively,
that the Pauline scheme of faith, works and grace, based on the cross, is the
'only adequate conception of scientific discovery',99 and he would have us
acknowledge the symbol as effective because we can make it stand for such a
complex range of modern, sophisticated knowledge.
But
on the cross as a Given' symbol, divinely revealed, Polanyi has little to say,
as he has on the spiritual nature of the 'powers' of human imagination. His
view of art, as of human experience in general, is rather that our statements
are concretions out of a world of flux, that man is being-in-a-world,' ¡¡ and
condemned to doubt, always in process towards truth which he can never make
finally explicit. Human culture, like modem visionary art, shores up the
fragments, and man's rootedness in potential thought is the central Act of his
nature. Unlike Barfield, Polanyi feels the primacy of potency to act. We are
left, admittedly, open to acknowledge a higher meaning for religious symbols,
but the risks in affirming these are our own, and the cross remains the sign of
our suffering incompleteness in all things.
Vll.
CONCLUSION
Barfield
and Polanyi both approach the problem of a dissociation in sensibility
occasioned by the rise of science during the seventeenth century, and each
takes one of the two broad routes open to philosophy on such a question:
Barfield's bias is rationalist, and Polanyi's empirical. Barfield, so to speak,
works down, whereas Polanyi works up, so that the challenge in the first case
is to have language concretize the author's intuitions of transcendence, and in
the second to open up the technical discussion to mystery broached by the
theory. If the rationalist needs to express convincingly a sense of the
anomalous contingencies of human existence, the empiricist needs to dream of
higher things, and it seems that in the history of Western culture during the
last three hundred years a universe of discourse permitting a seamless continuity
between these realms of human experience has been increasingly hard to find.
Traditionally, their mediation had been by way of what St. Augustine called
'spiritual vision', indicating that effect of language by which we appreciate
most clearly the mind's capacity to experience the concretized universe, the
particularized general. In short, Augustine propounded a theory of imagination
in which images are the dynamic centre of human language, and his insight
remains valid, for without it we court either an excess of rationalism
(ignoring the recalcitrance of things) or of empiricism xxx to an idolatry of
things). Still, the practicing scientist and the Neoplatonism aesthetician
start, as we expect, from the bias determined by the universe of discourse with
which each is familiar. With Barfield and Polanyi, such starting points are, in
a way, polar opposites, but it is a measure of their understanding of human
experience in xxx that their xxx should overlap on the question of imagination,
and on the so u' tort ill art as a paradigm for the dynamic, xxx xxx <,xxx
hut; knowledge.
CHAPTER
6
Romantirism
Comes of Age, 5X, 59; Speaker's Meaning, I l; The GaseJor A??tJ?ropojuphy
(London: Rudolt Steiner Press, Iy7o), p. 7.
?4.
See Una??restral Voire, p. 4o; 'Partieiparion and Isolation'. p. 9; Saying
tli?, Appearaures, pp. 9, of.
I
5. See '(jut the Consciousness Soul', Romantirism Come; of Age, pp. 84 fl.
6.
See Wl?at Coleridge Thought, passim.
17.
'this is Bafi~eld's 'final~participation'. See Saving the Appearaures, pp. 133
fir.; Romantirism CO???eS of Age, 60, 61; Speal~er's Meaning, p. 114.
18.
See una??cestral Voire, pp. 119 95.; Worlds Apart (Conneetieur: Wesleyan
University Press, 1963), pp. 76 95., et passim.
19.
Jnan?estral Voire, p. 133.
no.
What Coleridge 71lought, p. 36.
I.
R. J. Reilly, 'A Note on Barfield, Romanticism, and Time', in E?'olVtio?? of
Consciousness. Studies in Polarity, ed. Shirley Sugerman (Connecticut: Wesleyan
University Press, 1976), p. 183.
7.
See What Coleridge Thought (Connecticut: Wesleyan University Press, 971)
3.
See especially Romantirism Comes of Age (collnectict?t: Wesleyan University
Press, 1967; first published 1944), for a collection of essays written front an
anthroposophical view-point.
4.
See especially, Shirley Sugerman, 'A Conversation with Owen Barfield', in
EVolUtio??
of Co??sCio?dsneSS, p, I ?.
5.
See Romanticism Comes oJ Age, pp. ? 6 ff; and R. ]?. Reilly, Romantic Religion
(Athens: University of Georgia Press, 1971), p. 16.
6.
See especially, History i?? English Words (London: Faber and Faber, ?953). Also
Poetic Diction (London: Faber and Faber, 196z, first published ? 9a8), Saving
the Appearanres: A Study in Idolatory (London: Faber and Faber, New York:
I-larcourt, Brace and World, Inc., ?S?55), and Speaker's Meaning (Connecticut:
Wesleyan University Press, 1970), all make use of the history of words.
7.
See Poetic Diction, esp. chs. 111 anti IV, pp. 60- 8~).
8.
The phrase is distinguished from 'final participation', and the concept is
analysed especially in savings? the Appearaures, esp. pp. ~8 If; 4o 95.; 133 Q
y.
See, for example, Ron?a??tirism conies of Age, pp. 70, 184; ur?aUrestral Voire
(Conuccticut: Wesleyan University Press, rg6S)' p. ?4.
to.
See 'Participation and Isolation, A Frish Light on Present Discontents', in She
Rcdisrovery of Meaning and (9tner l.`say, (Connecticut: Wesleyan University
Press, 1977), p. cod: 'Another thing which these books of mine have in common
is that their standpoint is always historical.'
I
1. See Romantirism Comes Al Age, p. :3 ?; 'Philology and the Incarnation', in
Rediscovery, p. z34. Barfield's view ofthe process is summarised by Reilly,
l~o???antir Religion, pp. Z1 tT.
I
a. See Romantirism Comes oJ Age, p. 43. and 'The "Son of God " and
the 'Son of Man",' Rediscovery, pp. :49 of.
13.
Barfield insists everywhere on the crucial nature of the scientific revolution.
See for instance, Saving the Appearanres, 6, X, ~ o, I I, I 8, zo, ~ I, et
passim; l tnanrestral
Voice, 95, log; 'Participation and
Isolation', 7; Wl?at (:.~oh ridge 77?0~,g??/, 48;
l
11.
Ibid., pp. 71-72.
12.
Ibid., p. 70. Barfield says the poem is imagination appearing.
23.
Poetir Diction, p. I l5.
24.
Saving the Appearances, p. 73.
25.
Poetic Diction, p. 49.
26.
Pp. 101 If.
27.
'Participation and Isolation', pp. IZ if.
28.
Saving the Appearaures, p. 73.
29
Ron?anticistn Comes o|Age, p. 174.
30
Unanrestral Yoire, p. 16; Sugerman, 'A Conversation', p. 13; Unanrestral Voire,
p. 163; Romantirism Comes of Age, p. all.
31.
Unanrestral Voile, pp. 14, 90; Romantirism Comes of Age, 70; Speaker's Meaning,
pp. 93 if.; Saving the Appearaures, pp. 4, 7 - 8.
32.
An interesting embodiment of this conception in literature is described by U.
Milo Kaufmann, Paradise in the Age al Milton, English Literary Studies, No. I I
(1968), as'l:initude mangue'.
33.
See John J. Mood, 'Poetic Languaging and Primal Thinking. A Study of Barfield,
Wittgenstein, and Heidegger', Encounter, XXVI (1965), p. 426, accusing Bafi?eld
of making assu?nptions. There is a brief, energetic
Nuttall,
A Cortunot! shy' p. 121.
Saving
the Aypearan~es, p. 137.
Sugerman,
'A Conversation', pp. 17-28.
Worlds
Apart, and to a lesser degree, Una,??estrdl Voire. Worlds Apart, p. 6z.
arnic?`
on Ban`;eld in
34.
35.
36.
37.
38.
Unanrestral Voire, p. 104.
39.
Sugcrman, 'A Conversation', p. Ig.
40.
Ibiza., p. 20.
41~
What Coleridge Tlun/glit, p. I ? 3.
42.
Ro'H,?titii isle C Trot S of Ag`, pp. I S4, I 56.
43.
Ibid., p. 231.
44.
Utiaurestral Voirr. pp. I'`, 1S8.
45
Letter, dated 7June 1977.
46.
Unanrestral Voile, p. 163.
47
W)lat Coleridge 71?0?4ght, p. 156.
`8
l" ~ to ~~~;,kl recommends dub bc?olc u ?tssemul tea~bug on the subject.
49.
50.
Saving
the Appearanres, p. 172,
Supplement
to Ant)?roposophi~ Mf?t'?t?tt1Kt~? (Feb., 1974). p. 3.
Art.
51.
Romantiris~n ('Ames of Age, pp. 205 If.
52.
Unancessral Voice, p. 23.
53.
See Personal Knowledge. Inwards a Post-C.ritiral l~hilosop/iy (New York: Harper
Torchbooks, ~964; first published 19S8), pp. 269 95.; and 'Beyond Nihilism'
(~960), ed. Marjorie Grenc, Knocking and Being (C'h~cago: University of Chicago
Press, 1969), pp. 3--23. These themes recur throughout Polanyi's writings.
54.
Science, Faith and Society (Chicago: University of Chicago Press, ~y64),
'Background and Prospect', pp. 7- I9. This new introduction gives an account of
how the book came to be written in 1946.
55.
The following account of scientific method and moral inversion summarises a
theory which recurs throughout Polanyi's writings, for example: Personal
Knowirdge, 203-45; 'Beyond Nihilism', ed. Grene, pp. 3--~&; The Tacit
Dimension (New York: Anchor Books, Go), pp. 5S if; 'Flee Logic of Liberty
(Chicago: University of Chicago Press, Igsl), pp. 8 If., 93 ff. Good critical
summaries can be found in Harry Prosch, 'Cooling the Modern Mind', Skidmore
College Bulletin (1971), pp. 5 95., and 'Polanyi's Ethics', Ethics, 82 (Jan.
'97~), gin ~ t3; 'Polanyi's Tacit Knowing in the "Classic"
Philosophers', Journal v/ the British Society for Phenorurnology, Vol. 4, No.3
(Oct., ~ 973), pp. no ~ - ~ 6. For a full scale application of Polanyi to the
history of philosophy, see Marjorie Grcne, 77re Knower and the Known (Berkeley:
The University of California Press, ~974).
56.
See, for example, The Logic of Liberty, pp. 8 -- 14; s3 fit:; Science, l aith
and Society, pp. z4, z6, 74 95.; Meaning (with Harry Prosch), (Chicago:
University of Chicago Press, 197s), p. I 4s
57.
The open-endedness of scientific enquiry, and the unpredictability of the
results of research are favourite themes. See for instance Personal Knowledge
p. 5, et passim; TO 'rarit Dimension, pp. 53 ff.
58.
The story is su mmariscd in Polanyi's new pref ace to Science, Faith and
Society (1964), and the grounds of his opposition are stated in the book.
5y.
The Tacit Dimension, p. 4.
60.
'On Body and Mind', The New Scholasticism, 43 (~969), p. 199.
61.
Ibid., p. 200
62.
Personal Knowledge, p. 64.
63.
'Meaning'. Unpublished lecture given at the University of Chicago, April,
,
pp. 18, 4.
64.
'The Meaning of Paintings'. Unpublished lecn~rc (1967), pp. 7- 8. 1 acknowledge
with thanks the generosity of Professor Harry Prosch in providing typescripts
of Polanyi's Icctures. These, in collaboration with Michael Polanyi, Professor
Prosch has since edited in Meaning. I refer to the lecture drafts when the
emphasis seems different from the edited version.
65.
'Meaning', p. 5.
66.
'The Meaning of Paintings', p. 14.
67.
'What is a Painting?', Else American Scholar, 39 (Autumn, ~970), p. 656.
68.
Ibid., p. 664. Polanyi does not mean that all painting must be representative,
and he examines also the structure of non-representative paintings (e.g., p.
663).
6y.
Ibid., p. 664.
70.
Ibid., p, 665.
7
I, See What Coleridge Thought, p. 247, n. 29. 8arfield also has brief remarks
on Polanyi in The Caselor Anthroposophy, pp. I w - 12, and Rediscovery, p. 181.
72.
'On Body and Mind', p. 199.
NOTES
TO CHAPTER 6
~
(it)
73.
Personal Knowledge, pp. 300 of.
74.
'The Creative In~agination', Tri-Quarterly (1966), p ~ 18.
75.
Some of these were gathered and edited by Polanyi and Harry Prosch in
Meaning.
76.
'The Meaning of Paintings', pp. 4- 5.
77.
Meaning cites only one reference in the index, but the lectures mention
Barfield
more frequently—see for instance, 'Meaning: A Project', p. 20; 'The
Meaning
of Paintings', pp. 6, 15; 'Meaning', p. 8.
78.
Meaning, p. 12y.
79.
~id., p. 147.
80.
Ibid., pp. 117 - 18.
81.
Ibid., p. 109.
82.
'Meaning: A Project', unpublished lecture, p. 23.
83.
84.
85.
86.
87.
88.
Meaning,
p. 109.
See
'The Meaning of Paintings', p. 26.
Personal
Knowledge, p. 65.
See
Meaning, ch. 7, 'Visionary Art', pp. I o8 - 19, esp. p. I 12.
Ibid.,
pp. 115-16.
..
Ibid., pp. 116-17. The original lecture is less grudging: 'its power to
transcend this decomposition by new ranges of visionary experience has revealed
us worlds of the imagination, and I accept the balance.' 'Visionary Art', p.
12.
89.
Ibid., p. 112.
90.
Ibid., p. ~ ~ s
g
l. Saving the Appearances, p. 131.
92.
Romanticism Comes of Age, p. 20. Yet it is not so simple. Hugh Kenner in The
Pound Era (London: Faber and Faber, 1972), PP.105 - 6,163, et passim, describes
the preoccupation of modernism with etymology and the tensions of polarised
energy. Some of his descriptions of Fenollosa apply well to Barfield. Also,
Polanyi's indebtedness to the phenomenological movement, acknowledged
especially in The Study of Man (Chicago: University of Chicago Press, 1958), P.
102, bears close resemblance to Barfield's appeal to the same body of thought
in Speaker's Jileanin,t, PP. 106 ff. The modernism of both men reflects in
their study of history. An interesting, more oblique connection is by way of
Marjorie Grenc's appeal to the physicist David 13ohm to develop Polanyi's
ideas. See The Knower and the Known, P. 246. Professor Bohm is a favourite
authority of Barfield's.
93.
Polanyi uses this phrase throughout his writings. An example is, Personal
Knowledge, p. 266. For further analysis, see my article, 'Michael Polanyi: The
Augustinian Component', The New Srholas~irlsm, XLV111, 4 (Autumn, 1974), PP
438-- 63,
94.
See Personal Knowledge, 'Dwelling In and Breaking Out', pp. 195-204.
95.
Ibid., p. 199.
96.
Ibid., pp. 279 of.
97.
Ibid., p. 405.
98.
'Faith and Reason', ed. Fred Schwartz, Psyrholog~ral Issues, Vol. V111, No. 4,
mOn0BraPh 32, 'Scientific Thought and Social Reality, ES5JYS by Michael
Polanyi' (New Yorlc: International Universities Press, 1974), P. 117.
fig.
Ibid., p. 130.
too.
This is Marjorie Grenr's conclusion: see The Knower and the Known, pp. 56, 61.